Herald of Civil Procedure
EN
main-photo

We in a citing index:

Courts Ensuring Compliance with Arbitration Clauses: the Position in English Law

Neil Andrews,
Professor of Private Law and Civil Justice, University of Cambridge


The English courts will uphold arbitration agreements using a range of remedies or devices. The purpose of this article is to examine these various responses. These responses concern the central allegation that (i) there is a valid arbitration agreement to which the court needs to defer (by the stay of English judicial proceedings); or (ii) the English court should directly support the arbitration agreements by the grant of negative relief (an injunction), a declaration, or compensation (damages). The possibility of a foreign court making a contradictory decision concerning the arbitration clause is also mentioned. It will also be noted that under English arbitration law the arbitral tribunal has power to issue an anti-suit order, although such an order lacks the coercive potency of a court injunction. The main way in which an arbitration agreement can be upheld is for the court simply to stay English judicial proceedings if the latter have been brought by a party to the arbitration agreement and those proceedings involve breach of that agreement. The same method is endorsed by the New York Convention (1958) among Contracting States. But the Common Law is more robust by providing the so-called «anti-suit injunctions». These are in fact aimed not at a foreign court (or arbitral tribunal) but at the foreign litigant who has failed to comply with the arbitration clause. However, the European Court of Justice in Allianz SpA v. West Tankers (2009) held that English courts can no longer issue these injunctions within the European juridical zone (this leaves intact, however, the English courts’ power to issue injunctions where the oMending litigant has commenced proceedings outside this European zone). Another remedy for breach of an arbitration agreement is damages, which in England can only be compensatory, as distinct from punitive. 

Keywords: foreign civil process; English civil process.


References 

   Mustill M., Boyd S. Commercial Arbitration: Companion Volume. LexisNexis, 2001. P. 267. 
   Mustill M., Boyd S. Commercial Arbitration. 2nd ed. LexisNexis, 1989. 
   Born G. International Commercial Arbitration: In 2 vols. Kluwer Law International, 2009. Ch. 7. 
   Born G. International Arbitration: Cases and Materials. Aspen Publishers, 2010. P. 64–67. 
   Dicey, Morris and Collins on the Conflict of Laws. 15th ed. Sweet & Maxwell, 2012. P. 16-088 ff. 
   Gee S. Commercial Injunctions. 5th ed. Sweet & Maxwell, 2006. 
   Raphael T. The Anti-Suit Injunction. Oxford University Press, 2008. 
   Redfern and Hunter on International Arbitration / Ed. by N. Blackaby and C. Par- tasides. 5th ed. Oxford University Press, 2009. P. 5.135–5.138. 
   Russell on Arbitration / Ed. by D.St.J. Sutton, J. Gill, M. Gearing. 23rd ed. Sweet & Maxwell, 2007. P. 7-011 ff. 
   Andrews N. Injunctions in Support of Civil Proceedings and Arbitration // Comparative Studies on Enforcement and Provisional Measures / Ed. by R. Stürner, M. Kawano. Mohr Siebeck, 2011. P. 319–344. 
   Jacobs R., Masters L., Stanley P. Liability Insurance in International Arbitration: The Bermuda Form. 2nd ed. Hart Publishing, 2011.     
   Seriki H. Anti-Suit Injunctions, Arbitration and the ECJ: An Approach Too Far? // The Journal of Business Law. 2010. Issue 1. P. 24. 
   Schlosser P. Europe – Is it Time to Reconsider the Arbitration Exception from the Brussels Regulation? // International Arbitration Law Review. 2009. No. 4. P. 45. 
   Mourre A., Vagenheim A. The Arbitration Exclusion in Regulation 44/2001 after West Tankers // International Arbitration Law Review. 2009. No. 5. P. 75. 
   Clifford Ph., Browne O. Lost at Sea or a Storm in a Tea Cup? Anti-suit Injunctions after West Tankers // International Arbitration Law Review. 2009. No. 1. P. 19. 
   Pullen A. The Future of International Arbitration in Europe: West Tankers and the EU Green Paper // International Arbitration Law Review. 2009. No. 4. P. 56. 
   Andrews N. Civil Processes: In 2 vols. Intersentia, 2013. Vol. 1: Court Proceedings. Ch. 16. 

Information about the author 

   Neil Andrews (Cambridge) – Professor of Private Law and Civil Justice, University of Cambridge (The Old School, Trinity Ln., Cambridge CB2 1TN, e-mail: enquires@ law.cam.ac.uk).

 el_.png   it_.png   book.png

Neil Andrews